Compliance research

GUDID production identifiers: flags are different from lot and serial values

The acquired FDA reference labels these production-identifier fields as indicators/flags rather than the actual identifier values. Prepare whether the label uses lot/batch, manufacturing date, serial, expiration or donation identifiers. Donation identifiers have stated HCT/P and issuing-agency conditions; do not paste individual batch or patient information into a public DI master record.

Evidence retrieved 2026-10-06. Source versions and topic-specific limits are listed below.

Observed FDA field relationships

Which fields change this workflow?

FDA Data Elements Reference Table; acquired link labelled December 17, 2024. Entry conditions and edit rules below are transcribed from that version.

FieldRecorded entry conditionPost-grace-period edit ruleRecorded new-DI trigger
Lot or Batch Number [1]RequiredAdd Delete EditNo
Manufacturing Date [2]RequiredAdd Delete EditNo
Serial Number [3]RequiredAdd Delete EditNo
Expiration Date [4]RequiredAdd Delete EditNo
Donation Identification Number [5]RequiredAdd Delete EditNo

Definitions and entry notes

Lot or Batch Number [1]

The number assigned to one or more device(s) that consist of a single type, model, class, size, composition, or software version that are manufactured under essentially the same conditions and that are intended to have uniform characteristics and quality within specified limits. This number is required to be part of the UDI when included on the label in order to provide the means to track the device back to its manufacturing source or otherwise allow the history of the device manufacturing, packaging, labeling, distribution and use to be determined.

Recorded entry notes and format

Choose Yes/No from the drop down list. For stand-alone software, select Yes to indicate that the software version number will be represented as a Lot or Batch number

Data type: Type: Boolean

Entry values: Yes/No

Manufacturing Date [2]

The date on which a device is manufactured. This date is required to be part of the UDI when included on the label in order to provide the means to track the device back to its manufacturing source or otherwise allow the history of the device manufacturing, packaging, labeling, distribution and use to be determined.

Recorded entry notes and format

Choose Yes/No from the drop down list.

Data type: Type: Boolean

Entry values: Yes/No

Serial Number [3]

The number that allows for the identification of a device, indicating its position within a series. This number is required to be part of the UDI when included on the label in order to provide the means to track the device back to its manufacturing source or otherwise allow the history of the device manufacturing, packaging, labeling, distribution and use to be determined.

Recorded entry notes and format

Choose Yes/No from the drop down list.

Data type: Type: Boolean

Entry values: Yes/No

Expiration Date [4]

The date by which the label of a device states the device must or should be used. This date is required to be part of the UDI when included on the label in order to provide the means to track the device back to its manufacturing source or otherwise allow the history of the device manufacturing, packaging, labeling, distribution and use to be determined.

Recorded entry notes and format

Choose Yes/No from the drop down list.

Data type: Type: Boolean

Entry values: Yes/No

Donation Identification Number [5]

The Donation Identification Number (DIN) is applicable to devices that are also regulated as HCT/Ps and is a number that is assigned to each donation. This number/code is required to be part of the UDI when included on the label in order to provide the means to track the device back to its manufacturing source or otherwise allow the history of the device manufacturing, packaging, labeling, distribution and use to be determined.

Recorded entry notes and format

Choose Yes/No from the drop down list. This PI is only applicable to HCT/P products regulated as medical devices. IF Issuing Agency = ICCBBA, DIC = DIN Else IF Issuing Agency = GS1 or HIBCC then DIC = Serial Number OR DIC = Lot Number OR DIC = Serial + Lot Number

Data type: Type: Boolean

Entry values: Yes/No

Reference limits and edit-rule footnotes

Add = Addition of new data is allowed; Delete = Deletion of entered data is allowed; Edit = Editing of entered data is allowed; None = NO edit, add, or delete are allowed; NA = data element is not able to be changed directly; most are ‘auto-populated’ fields whose information depends on another data element Note: The above do not apply if the device is “unlocked” for editing. For more information on “unlocking” device records for editing, please visit www.fda.gov/udi [6]

See 21 CFR 830.310 and 830.340 for required data elements. [7]

Most of the information presented here is applicable to GUDID HL7 SPL submissions, but there are some differences pertinent to each submission option. Please refer to the HL7 SPL Implementation package of files for additional details on HL7 SPL xml file submission option. [8]

These are dated FDA reference-table fields, not an automated legal applicability assessment or validated submission. The AccessGUDID download schema is different from the FDA HL7 SPL submission implementation package. No quarantined schema is used.

A mapping worksheet for this workflow

Use this checklist to gather your business or product details before speaking with a specialist. The items below explain what to record and suggest useful supporting documents. You can add your own answers in the editable project brief.

  1. Read the controlled label structure

    Identify which production-identifier types are represented on the label for this DI, distinct from actual values assigned to a batch or unit.

    Useful evidence: Approved label/barcode design and identifier specification.

  2. Map flags and special conditions

    Record each indicator separately, including documented HCT/P and agency facts for donation-identification conditions.

    Useful evidence: DI-level indicator matrix and unresolved agency/role questions.

  3. Check privacy and downstream separation

    Keep transaction-level lots/serials and any personal data in the proper controlled system; verify only the supported DI-level flags here.

    Useful evidence: Data-flow map and validation examples with sensitive values removed.

Work packages and dependencies

Questions for providers

Sources and data dates

Read the official document in context. The audit details identify the precise locators and preserved versions used for this page.

US Food and Drug Administration — published reference ↗

Mon, 16 Dec 2024 01:15:52 GMT · retrieved 2026-10-06

Audit details: precise locators and snapshot identifiers

Source key D02 · snapshot f8318545152bce0733ec399fdae290591dc81d521958ea88d7f914e426703f57

  • [1] GUDID_Data_Elements!row 64 · record 276e4f01cd09827598f10ce6e3131444268a36ed19b2fc4f7755a6631a8ae8cc
  • [2] GUDID_Data_Elements!row 65 · record 20302166b8e810f863204376b109b2d41e7fbee43426432142b63837ae1b6054
  • [3] GUDID_Data_Elements!row 66 · record 1595105e013362662c5c01b051497143a98a88250e8a574631544a2d0e7a159f
  • [4] GUDID_Data_Elements!row 67 · record 9f11bae692084071ecf40dd9435f0bde7b47d97aac2291d9058db5239e78d2ac
  • [5] GUDID_Data_Elements!row 68 · record 4bce0ba4d71b79b2fdaa1102ecb50f7025ea5dd7d8bca35f8bb6819a60a33008
  • [6] GUDID_Data_Elements!row 98 · record 535001122b7936cad6d5c2e127d4f824c82da28cd52e80db25cabfe07c9de67c
  • [7] GUDID_Data_Elements!row 99 · record ffccb1b71368c7cd52da1fb372a1ca9e4329de68d369deee8f108ab2bdca3dd6
  • [8] GUDID_Data_Elements!row 101 · record 4cfaec69a71b8c793db9c3e66d357cbb4cefa43e640103366246094fb02f16a0

Prepare an editable project brief

Confirm the facts, scope and contact preference before sharing your project. Preparing this page sends no provider outreach.

Choose work packages to discuss

Compare FDA GUDID Submission Tools