The Ultimate 510(k) Submission Checklist for 2025
Navigating the FDA 510(k) process requires meticulous attention to detail. A single missing document can lead to a Refuse-to-Accept (RTA) hold, delaying your product launch by months. This checklist outlines every critical component required for a complete and compliant submission.
Want a Printable Version?
Download our comprehensive 510(k) checklist as a high-quality PDF to track your progress offline.
Download Checklist PDFSection 1: Administrative & Cover Documents
This section ensures your submission is properly identified and routed. Get this wrong, and the FDA won't even begin the review.
- check_circleMedical Device User Fee Cover Sheet (Form FDA 3601): Proof of payment for the 510(k) review fee. This is the very first thing they check.
- check_circleCDRH Premarket Review Submission Cover Sheet (Form FDA 3514): Contains essential information about your company, device, and submission type.
- check_circle510(k) Cover Letter: A formal letter identifying the submission type, device name, and primary contact person.
- check_circleTable of Contents: A clear, paginated guide to the entire submission. The eSTAR template generates this automatically.
- check_circleIndications for Use Statement (Form FDA 3881): A precise, one-paragraph statement defining the intended use of your device. This must exactly match the indications for use in your labeling.
- check_circleTruthful and Accuracy Statement: A legally binding declaration that all information provided is truthful and accurate.
Section 2: Device Description & Predicate Comparison
This is the core of your submission, where you build the argument for Substantial Equivalence (SE).
- check_circleComprehensive Device Description: Detail the device's design, components, materials, principles of operation, and technical specifications. Include engineering drawings and photos.
- check_circlePredicate Device Identification: Clearly state the 510(k) number(s) for your chosen primary and (if applicable) secondary predicate devices.
- check_circleSubstantial Equivalence Comparison Table: A side-by-side table comparing your device to the predicate(s) across Indications for Use, technology, performance, materials, and other key characteristics.
- check_circleExecutive Summary / SE Narrative: A summary that explains *why* the differences between your device and the predicate do not raise new questions of safety or effectiveness. Cruxi's AI can help draft this critical narrative.
Section 3: Labeling & Sterilization
- check_circleDraft Labeling: Includes device labels, Instructions for Use (IFU), and any patient labeling. Must be clear, concise, and compliant with 21 CFR 801.
- check_circleSterilization and Shelf Life (if applicable): Full details of the sterilization method, validation protocols (e.g., ISO 17665, ISO 11135), and data supporting the claimed shelf life.
- check_circleBiocompatibility (if applicable): A declaration of conformity to ISO 10993 and a summary of all biocompatibility testing performed based on the nature and duration of patient contact.
Section 4: Software & Performance Data
Provide objective, scientific evidence that your device performs as intended and is safe for use.
- check_circleSoftware/Cybersecurity Documentation (for SaMD or software-controlled devices): Documentation level depends on the Level of Concern. Must address architecture, risk analysis (ISO 14971), and cybersecurity threats.
- check_circleBench Performance Testing: Protocols and results for all non-clinical tests that support the performance claims of your device (e.g., electrical safety, mechanical strength).
- check_circleAnimal or Clinical Data (if required): Not always necessary for a 510(k), but if performance differences from the predicate require it, full study protocols and results must be included.
Feeling Overwhelmed? Let AI Help.
Cruxi's AI-powered platform guides you through every section of the 510(k), automatically drafts complex narratives, and ensures your submission is fully compliant with the latest eSTAR requirements. Reduce your prep time by months.
Start Your Free Submission DraftFrequently Asked Questions (FAQ)
What is an RTA checklist for a 510(k)?
RTA stands for 'Refuse to Accept.' An RTA checklist is used by the FDA during their initial review to ensure a 510(k) submission is administratively complete. If key documents or sections are missing, the FDA will issue an RTA hold, delaying the substantive review. Our checklist is designed to help you pass this initial RTA screening.
How long does it take to prepare a 510(k) submission?
Preparing a 510(k) can take anywhere from 3 to 9 months, depending on the complexity of the device, the availability of predicate data, and the need for performance testing. Using a tool like Cruxi can significantly accelerate the drafting and preparation phase by automating document generation and ensuring eSTAR compliance from the start.
Is the eSTAR template required for all 510(k) submissions?
Yes, as of October 1, 2023, all 510(k) submissions must be submitted using the electronic Submission Template And Resource (eSTAR) PDF. The FDA no longer accepts older formats. Our platform is built around the eSTAR structure to ensure full compliance. You can learn more in our complete guide to eSTAR.